DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Redwood Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Melissa Kemper BeachModera Wealth Management, LLC independent RIARedwood Wealth Management, LLC independent RIARIA to RIAJul 31, 2018Oct 1, 2018 (62 d)
Alicia SherNova Wealth Management Group, LLC otherRedwood Wealth Management, LLC otherOtherAug 1, 2017Feb 7, 2018 (190 d)
Sean Clark GrayStrategic Advisers LLC national BDRedwood Wealth Management, LLC otherOtherApr 8, 2016Apr 1, 2016
Brian John McgillStrategic Advisers LLC national BDRedwood Wealth Management, LLC otherOtherMar 16, 2015Apr 1, 2015
Patrick Maher DaileyTruewealth Management otherRedwood Wealth Management, LLC otherOtherNov 28, 2011Dec 7, 2011
Lane Alex SteinbergerWealth 360, LLC state registeredRedwood Wealth Management, LLC otherOtherDec 31, 2009Nov 10, 2008
Rajen Kantilal ChokshiNiagara Financial Advisors, LLC unclassifiedRedwood Wealth Management, LLC otherOtherDec 31, 2008Nov 4, 2008
Shawn Michael MeadeNiagara Financial Advisors, LLC unclassifiedRedwood Wealth Management, LLC otherOtherDec 31, 2008Nov 10, 2008
Larren Craig OdomNiagara Financial Advisors, LLC unclassifiedRedwood Wealth Management, LLC otherOtherDec 31, 2008Nov 10, 2008
Brian David HueyNiagara Financial Advisors, LLC unclassifiedRedwood Wealth Management, LLC otherOtherDec 31, 2008Nov 10, 2008
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10 moves match.