DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Erben Associates, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Casey Lee FoxMML Investors Services, LLC BD affiliatedErben Associates, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 8, 2022Aug 16, 2022
Danny James McgovernBrinker Capital Inc otherErben Associates, LLC independent RIAOtherJan 2, 2018Feb 16, 2018 (45 d)
Tracey Kulpa BrenneiseLPL Financial LLC otherErben Associates, LLC independent RIAOtherOct 27, 2017Nov 3, 2017
Nicholas Alexander MunozOnedigital otherErben Associates, LLC independent RIAOtherOct 3, 2017Nov 2, 2017
Laurie Ann RossMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseErben Associates, LLC independent RIAWirehouse to independent RIAJan 3, 2017Feb 7, 2017 (35 d)
Mark J McadamsEagle Strategies LLC otherErben Associates, LLC independent RIAOtherApr 11, 2013Apr 3, 2013
James Beaton ErbenEagle Strategies LLC otherErben Associates, LLC independent RIAOtherJun 22, 2009Feb 11, 2009
Korbett Lane RobertsNorthwestern Mutual Investment Services,LLC otherErben Associates, LLC independent RIAOtherFeb 11, 2009Sep 2, 2016 (2760 d)
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8 moves match.