DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fsw Advisory Services Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Brian Allred | Hilltop Securities Inc. BD affiliated | Fsw Advisory Services Inc. institutional | Other | Feb 17, 2023 | Feb 15, 2019 |
| Michael Anthony Cogliano | Momentum Independent Network Inc. BD affiliated | Fsw Advisory Services Inc. institutional | Other | Apr 26, 2022 | Feb 14, 2019 |
| Jacob Andrew Edwards | Msi Financial Services, Inc. other | Fsw Advisory Services Inc. other | Other | Sep 21, 2006 | Apr 18, 2012 (2036 d) |
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3 moves match.