DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Straight Path Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Leonard WaltherZhang Financial independent RIAStraight Path Wealth Management independent RIARIA to RIAJan 3, 2026Feb 2, 2026
Daniel Joseph CookLPL Financial LLC BD affiliatedStraight Path Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2024Aug 8, 2024
Matthew Brian BoersenSa Advisory LLC unclassifiedStraight Path Wealth Management independent RIAOtherDec 16, 2020Nov 19, 2021 (338 d)
Thomas James ProosCwm, LLC BD affiliatedStraight Path Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 21, 2020Jul 27, 2020
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4 moves match.