DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Christy Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Joseph Gaston | LPL Financial LLC BD affiliated | Christy Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2023 | Apr 11, 2023 |
| Nicholas Blake Morgan | Park Avenue Securities LLC other | Christy Capital Management, Inc. independent RIA | Other | Jul 21, 2016 | Jul 27, 2016 |
| Carson Kevin Bennett | Ameritas Advisory Services other | Christy Capital Management, Inc. independent RIA | Other | Jun 15, 2010 | Jul 12, 2010 |
| Joseph Lee Perkins | Morgan Stanley wirehouse | Christy Capital Management, Inc. independent RIA | Wirehouse to independent RIA | Jan 13, 2010 | Jan 22, 2010 |
| Brandon Scott Christy | Spc other | Christy Capital Management, Inc. independent RIA | Other | Mar 3, 2009 | Feb 20, 2009 |
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5 moves match.