DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gotham Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Donato Alfredo MonetaMariner BD affiliatedGotham Asset Management, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 14, 2026Aug 18, 2026 (35 d)
Oliver Wickham IrwinLord, Abbett & Co. LLC asset managerGotham Asset Management, LLC mixed wealthOtherDec 22, 2025Jan 7, 2026
Lisa L Charkoudian-BarryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGotham Asset Management, LLC otherOtherJun 28, 2013Jul 23, 2013
Thomas DesiderioMorgan Stanley & Co. LLC unclassifiedGotham Asset Management, LLC otherOtherMar 9, 2009Jul 2, 2009 (115 d)
Rory Patrick CollinsAdvice And Planning Services otherGotham Asset Management, LLC otherOtherNov 5, 2008Mar 20, 2009 (135 d)
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5 moves match.