DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthview Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Bergeron | Crescent Sterling Ltd. independent RIA | Wealthview Capital, LLC independent RIA | RIA to RIA | Jul 24, 2023 | Aug 28, 2023 (35 d) |
| Karl William Harrop | Wells Fargo Advisors wirehouse | Wealthview Capital, LLC other | Other | May 20, 2009 | May 1, 2009 |
| Kelly Lee Adams | Wells Fargo Advisors wirehouse | Wealthview Capital, LLC other | Other | May 20, 2009 | May 1, 2009 |
| Samuel James Taylor | Wells Fargo Advisors wirehouse | Wealthview Capital, LLC other | Other | May 5, 2009 | May 17, 2012 (1108 d) |
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4 moves match.