DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peak Wealth Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Gilbert Lynch | Signator Investors, Inc. other | Peak Wealth Group LLC state registered | Other | Dec 22, 2014 | May 16, 2016 (511 d) |
| Frank Warner Anderson | Woodstock Financial Group, Inc. other | Peak Wealth Group LLC state registered | Other | Dec 31, 2011 | Mar 5, 2012 (65 d) |
| Ruth Denise Goldstein | Maryland Financial Group, Inc. other | Peak Wealth Group LLC state registered | Other | Dec 7, 2011 | Jul 12, 2012 (218 d) |
| Allan Lawson Harkness | Cape Investment Advisory, Inc. other | Peak Wealth Group LLC state registered | Other | Jan 27, 2011 | Jan 6, 2012 (344 d) |
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4 moves match.