DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cap Strat
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Colin Michael Rogers | Cbiz Investment Advisory Services, LLC institutional | Cap Strat institutional | Other | Sep 7, 2022 | Aug 30, 2024 (723 d) |
| Molly Mcquillan Powers | Forum Financial Management, LP independent RIA | Cap Strat institutional | Other | Sep 21, 2021 | Mar 22, 2022 (182 d) |
| Amy Lynn Sullivan | Guggenheim Investments other | Cap Strat institutional | Other | Jun 8, 2017 | May 9, 2019 (700 d) |
| Neil Anthony Davies | Wells Fargo Advisors wirehouse | Cap Strat institutional | Other | Apr 18, 2011 | Jul 3, 2025 (5190 d) |
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4 moves match.