DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Crosspoint Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Reid VogelQuantum Capital Management otherCrosspoint Capital Management otherOtherFeb 10, 2015Feb 23, 2015
Stephen Andrew BradleyQuantum Capital Management otherCrosspoint Capital Management otherOtherAug 18, 2014Aug 11, 2014
Andrew Paul WilliamsCharles Schwab & Co., Inc. national BDCrosspoint Capital Management otherOtherAug 4, 2014Jan 14, 2015 (163 d)
Ryan R WellsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCrosspoint Capital Management otherOtherApr 1, 2014May 5, 2014 (34 d)
Don Corbin GarmanMorgan Stanley wirehouseCrosspoint Capital Management otherOtherJul 24, 2013Jul 8, 2013
Daniel Buntin MurrayMorgan Stanley wirehouseCrosspoint Capital Management otherOtherJul 24, 2013Jul 9, 2013
Carol Ann WikleMorgan Stanley wirehouseCrosspoint Capital Management otherOtherJul 24, 2013Jul 9, 2013
Audrey Denise GlafkidesMorgan Stanley wirehouseCrosspoint Capital Management otherOtherJul 24, 2013Jul 9, 2013
Jason Anthony PfannenstielMorgan Stanley wirehouseCrosspoint Capital Management otherOtherJul 24, 2013Jul 10, 2013
Michael Paul KressThinkequity LLC otherCrosspoint Capital Management otherOtherDec 14, 2012Feb 27, 2013 (75 d)
Anthony Salvatore CantandoThinkequity LLC otherCrosspoint Capital Management otherOtherDec 14, 2012Jan 2, 2026 (4767 d)
Kyle Timothy ShealerThinkequity LLC otherCrosspoint Capital Management otherOtherDec 14, 2012Dec 5, 2012
Travis John MayberryUBS Financial Services Inc. wirehouseCrosspoint Capital Management otherOtherOct 23, 2012Oct 29, 2012
Karen Marie JorgensenRBC Capital Markets, LLC national BDCrosspoint Capital Management otherOtherAug 19, 2011Feb 7, 2012 (172 d)
Martin Joel ErzingerMorgan Stanley wirehouseCrosspoint Capital Management otherOtherJun 28, 2011Feb 23, 2012 (240 d)
Scott Philip PetersTradewinds Financial Corporation unclassifiedCrosspoint Capital Management otherOtherFeb 7, 2006Oct 22, 2015 (3544 d)
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16 moves match.