DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alpha Wealth Funds, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Evan Zollinger | Oneseven independent RIA | Alpha Wealth Funds, LLC mixed wealth | RIA to RIA | May 28, 2026 | Jun 5, 2026 |
| Dominic Ross | Allworth Financial, L.P. BD affiliated | Alpha Wealth Funds, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2026 | Feb 24, 2026 (46 d) |
| Jenny Lyn Bober | Fidelity Personal And Workplace Advisors BD affiliated | Alpha Wealth Funds, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2021 | Oct 7, 2021 |
| Chase Richard Thomas | Wilkinson Financial LLC unclassified | Alpha Wealth Funds, LLC mixed wealth | Other | Mar 23, 2018 | Apr 9, 2018 |
| Keith Rufus Lamb | Surety Wealth Management unclassified | Alpha Wealth Funds, LLC mixed wealth | Other | Nov 21, 2011 | Feb 12, 2020 (3005 d) |
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5 moves match.