DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sawtooth Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Phillip Mehrman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sawtooth Asset Management, Inc. other | Other | Dec 20, 2012 | Dec 19, 2012 |
| Todd Michael Ehret | Brookstone Capital Management LLC other | Sawtooth Asset Management, Inc. other | Other | Sep 4, 2009 | Sep 21, 2009 |
| Brian Paul Hanson | Redhawk Wealth Advisors, Inc. other | Sawtooth Asset Management, Inc. other | Other | Jul 24, 2009 | Aug 28, 2009 (35 d) |
| Jason Blair Chandler | Redhawk Wealth Advisors, Inc. other | Sawtooth Asset Management, Inc. other | Other | Jul 6, 2009 | Jul 10, 2009 |
| Blair Haslerud | Wells Fargo Investments, LLC unclassified | Sawtooth Asset Management, Inc. other | Other | Mar 8, 2007 | Jul 18, 2011 (1593 d) |
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5 moves match.