DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Wealth Planning, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Francis William Sedgwick | Sei Investments Management Corp mixed wealth | Capital Wealth Planning, LLC independent RIA | RIA to RIA | Mar 30, 2026 | Apr 28, 2026 |
| Regan Wall | Stringer Asset Management, LLC mixed wealth | Capital Wealth Planning, LLC independent RIA | RIA to RIA | Mar 31, 2025 | Jan 21, 2025 |
| Joey Van Oxford | Cetera Advisor Networks LLC BD affiliated | Capital Wealth Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | May 20, 2021 (69 d) |
| Joshua Lee Smith | Capitalrock Financial, LLC independent RIA | Capital Wealth Planning, LLC independent RIA | RIA to RIA | Aug 20, 2019 | Jan 1, 2026 (2326 d) |
| Paula Benge Jewell | Morgan Stanley wirehouse | Capital Wealth Planning, LLC independent RIA | Wirehouse to independent RIA | Apr 30, 2019 | Feb 26, 2021 (668 d) |
| Mackenzie C Rickman | Stifel, Nicolaus & Company, Incorporated national BD | Capital Wealth Planning, LLC other | Other | Apr 7, 2017 | Jun 8, 2017 (62 d) |
| Jeffrey Alan Carney | Global Wealth Consultants, LLC other | Capital Wealth Planning, LLC independent RIA | Other | Feb 2, 2012 | Nov 29, 2021 (3588 d) |
| Kevin Glenn Simpson | Qfa, LLC other | Capital Wealth Planning, LLC independent RIA | Other | Aug 14, 2009 | Nov 29, 2021 (4490 d) |
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8 moves match.