DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Avant-Garde Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jimmy GonzalezCharles Schwab & Co., Inc. national BDAvant-Garde Advisors LLC otherOtherJul 27, 2015Aug 17, 2015
Ryan L MorelliCapital Markets Iq, LLC otherAvant-Garde Advisors LLC otherOtherMay 4, 2015Apr 21, 2015
Jeffrey Alan MurrayOneamerica Securities, Inc. otherAvant-Garde Advisors LLC otherOtherFeb 20, 2015Feb 19, 2015
Barbara Alison Traylor SmithMay-Investments Management, LLC unclassifiedAvant-Garde Advisors LLC otherOtherDec 16, 2013Dec 6, 2013
Dana Fambrough BathLaurus Financial Services unclassifiedAvant-Garde Advisors LLC otherOtherMay 28, 2013Jan 23, 2012
Eric Jonathan LinserGreen Valley Wealth Advisors LLC unclassifiedAvant-Garde Advisors LLC otherOtherJan 6, 2013Sep 21, 2012
Richard Montgomery PatrickB Riley Wealth Management otherAvant-Garde Advisors LLC otherOtherJun 5, 2012Jun 25, 2012
Thomas Joseph ManettaOppenheimer & Co. Inc. otherAvant-Garde Advisors LLC otherOtherMay 2, 2012Jun 18, 2012 (47 d)
Joseph AlmonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAvant-Garde Advisors LLC otherOtherDec 20, 2011Jan 9, 2012
Bryan David CannonUBS Financial Services Inc. wirehouseAvant-Garde Advisors LLC otherOtherAug 5, 2011Aug 3, 2011
Travis Lee CookCook Investment Management, LLC unclassifiedAvant-Garde Advisors LLC otherOtherJul 20, 2011Apr 26, 2011
Lane Mark WeintraubCharles Schwab & Co., Inc. national BDAvant-Garde Advisors LLC otherOtherMar 14, 2011Jul 13, 2011 (121 d)
Rock Allen MirichU.S. Bancorp Investments, Inc. otherAvant-Garde Advisors LLC otherOtherJan 15, 2010Jan 21, 2010
Ronald Jene HarveyFortress Investment Advisors unclassifiedAvant-Garde Advisors LLC otherOtherDec 31, 2002Oct 14, 2014 (4305 d)
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14 moves match.