DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cardinal Point Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter John HenryCardinal Point Wealth Management independent RIACardinal Point Wealth Management, LLC independent RIARIA to RIASep 1, 2021Aug 10, 2020
John Bradford FleckeKeatsconnelly independent RIACardinal Point Wealth Management, LLC independent RIARIA to RIAJan 31, 2020Mar 11, 2020 (40 d)
Sally Ann TaylorKeatsconnelly independent RIACardinal Point Wealth Management, LLC independent RIARIA to RIAJan 31, 2020Mar 11, 2020 (40 d)
Michael Anthony HinterlongKeatsconnelly independent RIACardinal Point Wealth Management, LLC independent RIARIA to RIAJan 31, 2020Mar 11, 2020 (40 d)
Lucas Mitchell WennerstenTransition Financial Advisors Group, LLC independent RIACardinal Point Wealth Management, LLC independent RIARIA to RIAJan 24, 2019Mar 6, 2019 (41 d)
Matthew J CarvalhoLwi Financial Inc. BD affiliatedCardinal Point Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 16, 2018May 30, 2018 (44 d)
Jeffrey Alan AdemaSchwab Wealth Advisory, Inc. BD affiliatedCardinal Point Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 16, 2018May 30, 2018 (44 d)
John Cragin MccordE*Trade Capital Management, LLC otherCardinal Point Wealth Management, LLC otherOtherJan 21, 2011Feb 9, 2011
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8 moves match.