DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at S Harris Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel James Haager | Raymond James Financial Services Advisors, Inc BD affiliated | S Harris Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Sep 9, 2024 |
| Daniel P King | Raymond James Financial Services Advisors, Inc BD affiliated | S Harris Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2024 | May 31, 2023 |
| Preston James Vaught | Edward Jones national BD | S Harris Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2016 | Aug 9, 2016 (81 d) |
| Rudy Villa | J.P. Morgan Securities LLC wirehouse | S Harris Financial Group, LLC independent RIA | Wirehouse to independent RIA | Sep 30, 2013 | Sep 29, 2014 (364 d) |
| Kyle Rodney Martin | Padgett Financial Services, LLC unclassified | S Harris Financial Group, LLC independent RIA | Other | Feb 24, 2010 | Jan 21, 2010 |
| Stephanie Allison Harris | Padgett Financial Services, LLC unclassified | S Harris Financial Group, LLC independent RIA | Other | Feb 24, 2010 | Jan 15, 2010 |
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6 moves match.