DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Clear Harbor Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott M BoganFocus Partners Wealth, LLC independent RIAClear Harbor Asset Management, LLC independent RIARIA to RIAFeb 19, 2025Mar 7, 2025
Robert Charles DalldorfFalcon Capital Management Inc independent RIAClear Harbor Asset Management, LLC independent RIARIA to RIADec 6, 2024Sep 26, 2024
James Denham TaliaferroSecurity Asset Management, Inc. independent RIAClear Harbor Asset Management, LLC independent RIARIA to RIAMar 31, 2023Feb 1, 2023
Jacques None CattierSecurity Asset Management, Inc. independent RIAClear Harbor Asset Management, LLC independent RIARIA to RIAMar 31, 2023Feb 1, 2023
Henrik BrunStonehurst Management, LLC independent RIAClear Harbor Asset Management, LLC independent RIARIA to RIASep 17, 2021Oct 7, 2021
Kirstin Sterling MobyedMorgan Stanley wirehouseClear Harbor Asset Management, LLC independent RIAWirehouse to independent RIAJul 2, 2019Jul 14, 2020 (378 d)
Jeb Stuart ArmstrongMarwood Group Research unclassifiedClear Harbor Asset Management, LLC independent RIAOtherJan 13, 2016Jul 14, 2020 (1644 d)
Matthew William SextonStifel, Nicolaus & Company, Incorporated national BDClear Harbor Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2015Jul 13, 2020 (1873 d)
Steven Elliot ShawLittle Oak Asset Management, LLC unclassifiedClear Harbor Asset Management, LLC independent RIAOtherJan 28, 2015Jul 14, 2020 (1994 d)
Michael Henry ScholtenGryphon Management Partners, L.P. otherClear Harbor Asset Management, LLC otherOtherSep 21, 2006Feb 16, 2010 (1244 d)
Ian Alexander ArmstrongCfo Capital Management, LLC otherClear Harbor Asset Management, LLC independent RIAOtherAug 11, 2006Jul 14, 2020 (5086 d)
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11 moves match.