DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Triune Financial Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Claude ElmsLPL Financial LLC BD affiliatedTriune Financial Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2024May 2, 2024
Brandon BlankenshipMorgan Stanley wirehouseTriune Financial Partners, LLC independent RIAWirehouse to independent RIAAug 11, 2023Sep 13, 2024 (399 d)
Richard David ArmstrongMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTriune Financial Partners, LLC independent RIAWirehouse to independent RIANov 12, 2020Dec 2, 2020
Melissa P Figeac-NanezV Wealth Advisors LLC otherTriune Financial Partners, LLC otherOtherJan 21, 2016Mar 16, 2016 (55 d)
Anya Jo GrovenburgEdward Jones national BDTriune Financial Partners, LLC otherOtherOct 21, 2015Nov 16, 2017 (757 d)
Martin Andrew GarrisonCharles Schwab & Co., Inc. national BDTriune Financial Partners, LLC otherOtherOct 14, 2013Sep 23, 2013
Jefferey Robert JaworskiCambridge Investment Research Advisors, Inc. otherTriune Financial Partners, LLC otherOtherNov 15, 2011Jan 8, 2010
Geoffrey Sean HuberCambridge Investment Research Advisors, Inc. otherTriune Financial Partners, LLC otherOtherSep 27, 2011Jan 8, 2010
Robert Wesley CrewCambridge Investment Research Advisors, Inc. otherTriune Financial Partners, LLC otherOtherSep 27, 2011Jan 11, 2010
Robert Alexander SparrowCambridge Investment Research Advisors, Inc. otherTriune Financial Partners, LLC otherOtherSep 27, 2011Jan 8, 2010
J Emerson HartzlerCambridge Investment Research Advisors, Inc. otherTriune Financial Partners, LLC otherOtherSep 27, 2011Jan 8, 2010
Kyle Eugene KrullSecurities America Advisors, Inc. otherTriune Financial Partners, LLC otherOtherOct 11, 2005Jul 12, 2016 (3927 d)
Page 1 of 1
12 moves match.