DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Triune Financial Partners, LLC
Latest filing Mar 27, 2026
First filing on the tape Nov 23, 2011 · 63 filings
SEC status approved since Jan 8, 2010
RAUM
$1.5B
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
81%
$1.2B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$95.1M
derived; firm RAUM over IAPD count
Employees
24
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$1.5B as of Mar 27, 2026
Mar 21, 2012$147M then
HNW client RAUM$1.0B as of Mar 27, 2026
Mar 29, 2018$278M then
State-registered IARs (5.B.3)17 as of Mar 27, 2026
Mar 21, 20120 then
Employees (5.A)24 as of Mar 27, 2026
Feb 19, 201313 then
Private funds: no history
RAUM +17% over the last fiscal year+17% a year over threeIARs 13 to 17
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $95.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $588,958derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 16.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +31%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Financial planning clients
- 835reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.0B69%
- Pension and profit-sharing plans$284M19%
- Individuals$183M12%
- Corporations and businesses$6.6M0.4%
- Charitable organizations$542,7720.0%
- Individual clients
- 419reported
- HNW clients
- 351reported
- Pension plan clients
- 128reported
- Charitable clients
- 1reported
- Accounts
- 2,584reported
- Financial planning clients
- 835reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.81 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Alexander SparrowCertified Financial Planner | Overland Park, Ks | Jan 8, 2010 | 26 y | 2 |
| Geoffrey Sean HuberCertified Financial Planner, Chartered Financial Consultant | Overland Park, Ks | Jan 8, 2010 | 34 y | 3 |
| Jefferey Robert JaworskiCertified Financial Planner | Overland Park, Ks | Jan 8, 2010 | 34 y | 4 |
| Robert Wesley CrewCertified Financial Planner, Chartered Financial Analyst | Overland Park, Ks | Jan 11, 2010 | 34 y | 3 |
| Melissa P Figeac-Nanez | Overland Park, Ks | Mar 16, 2016 | 14 y | 2 |
| Kyle Eugene KrullCertified Financial Planner | Overland Park, Ks | Jul 12, 2016 | 33 y | 1 |
| J Emerson Hartzler | Overland Park, Ks | Mar 21, 2017 | 18 y | 2 |
| Anya Jo Grovenburg | Overland Park, Ks | Nov 16, 2017 | 12 y | 1 |
| Hal Frederick Wood | Lenexa, Ks | Jan 2, 2018 | 31 y | 0 |
| Rece DawsonCertified Financial Planner | Overland Park, Ks | Sep 22, 2023 | 10 y | 0 |
| John Henry Scherschligt | Overland Park, Ks | Mar 1, 2024 | 13 y | 0 |
| Thomas Claude ElmsCertified Financial Planner | Overland Park, Ks | May 2, 2024 | 11 y | 1 |
| Brandon BlankenshipCertified Financial Planner | Overland Park, Ks | Sep 13, 2024 | 15 y | 4 |
| Bryce Ian Miller | Overland Park, Ks | Jun 18, 2025 | 11 y | 0 |
| Blaine ClineCertified Financial Planner | Overland Park, Ks | Apr 27, 2026 | 10 y | 0 |
| Ashley Fitzhugh Daly | Overland Park, Ks | May 29, 2026 | 14 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 6.3% of current headcount2 left over 36 months
Left, latest
- Anne Elinor Winship to LnwMay 14, 2026 · RIA to RIA
- Bryan James Gum to Xypn SapphireFeb 24, 2025 · Other
- Richard David Armstrong to Moneta Group Investment Advisors, LLCMar 10, 2023 · RIA to RIA
- Steven Paul Anderson to Umb Financial Services, Inc.Jan 27, 2023 · RIA to affiliated broker-dealer or bank
- Matthew M Bickley to Freedom Wealth Advisors, LLCMay 28, 2020 · RIA to a state-registered adviser
- Martin Andrew Garrison to Firstpoint Financial, LLCOct 9, 2014 · Other
Joined, latest
- Brandon Blankenship from Morgan StanleySep 13, 2024 · Wirehouse to independent RIA
- Thomas Claude Elms from LPL Financial LLCMay 2, 2024 · Affiliated broker-dealer or bank to independent RIA
- Richard David Armstrong from Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2, 2020 · Wirehouse to independent RIA
- Anya Jo Grovenburg from Edward JonesNov 16, 2017 · Other
- Kyle Eugene Krull from Securities America Advisors, Inc.Jul 12, 2016 · Other
- Melissa P Figeac-Nanez from V Wealth Advisors LLCMar 16, 2016 · Other
- Martin Andrew Garrison from Charles Schwab & Co., Inc.Sep 23, 2013 · Other
- Robert Wesley Crew from Cambridge Investment Research Advisors, Inc.Jan 11, 2010 · Other
- Jefferey Robert Jaworski from Cambridge Investment Research Advisors, Inc.Jan 8, 2010 · Other
- Robert Alexander Sparrow from Cambridge Investment Research Advisors, Inc.Jan 8, 2010 · Other
- Geoffrey Sean Huber from Cambridge Investment Research Advisors, Inc.Jan 8, 2010 · Other
- J Emerson Hartzler from Cambridge Investment Research Advisors, Inc.Jan 8, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P Melissa Figeac-Nanez · Chief Compliance Officercontrolsince 01/2016 · owns less than 5%
- Robert Jefferey Jaworski · Owner / Managing Partnercontrolsince 01/2021 · owns 75% or more
Related persons
Schedule D 7.A
- Alvin Oliver Bockwinkelinsurancen
- Kyle Krulln
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 15 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 27, 2026insurance affiliate (Item 7.A.10): yes on the filing of 2025-11-12, no on the filing of 2026-03-27peers: independent wealth managers, $1B to $5B (1,362)
- account count surgeChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 960.0 to 2,584.0 (+169.0%) between the annual amendments of 2025-03-20 and 2026-03-27; the peer median change was +6.0% (1206 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 960 to 2,584Nov 12, 2025 to Mar 27, 2026
- Advisory employees · 13 to 11Nov 12, 2025 to Mar 27, 2026
- HNW clients · 229 to 351Nov 12, 2025 to Mar 27, 2026
- Individual clients · 608 to 419Nov 12, 2025 to Mar 27, 2026
- Pension plan clients · 119 to 128Nov 12, 2025 to Mar 27, 2026
- State-registered IARs · 13 to 17Nov 12, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.1B to $1.2BNov 12, 2025 to Mar 27, 2026
- HNW RAUM · $717M to $1.0BNov 12, 2025 to Mar 27, 2026
- Individual RAUM · $335M to $183MNov 12, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $241M to $284MNov 12, 2025 to Mar 27, 2026
- Pension RAUM · $241M to $284MNov 12, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · unset to 0.0Nov 12, 2025 to Mar 27, 2026
- RAUM · $1.3B to $1.5BNov 12, 2025 to Mar 27, 2026
- Related insurance company · true to falseNov 12, 2025 to Mar 27, 2026
- Accounts · 2,721 to 960Mar 29, 2024 to Mar 20, 2025
- Advisory employees · 12 to 13Mar 29, 2024 to Mar 20, 2025
- Corporate clients · 2 to 3Mar 29, 2024 to Mar 20, 2025
- HNW clients · 228 to 229Mar 29, 2024 to Mar 20, 2025
- Individual clients · 600 to 608Mar 29, 2024 to Mar 20, 2025
- Pension plan clients · 115 to 119Mar 29, 2024 to Mar 20, 2025
- Financial planning clients · More than 500 to More than 500Mar 29, 2024 to Mar 20, 2025
- State-registered IARs · 12 to 13Mar 29, 2024 to Mar 20, 2025
- Discretionary RAUM · $918M to $1.1BMar 29, 2024 to Mar 20, 2025
- HNW RAUM · $638M to $717MMar 29, 2024 to Mar 20, 2025
- Individual RAUM · $275M to $335MMar 29, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $214M to $241MMar 29, 2024 to Mar 20, 2025
- Pension RAUM · $214M to $241MMar 29, 2024 to Mar 20, 2025
- RAUM · $1.1B to $1.3BMar 29, 2024 to Mar 20, 2025
- Accounts · 2,623 to 2,721Sep 6, 2023 to Mar 29, 2024
- Advisory employees · 10 to 12Sep 6, 2023 to Mar 29, 2024
- Advisory activities · 6 to 8Sep 6, 2023 to Mar 29, 2024
- Corporate clients · 0 to 2Sep 6, 2023 to Mar 29, 2024
- HNW clients · 225 to 228Sep 6, 2023 to Mar 29, 2024
- Individual clients · 609 to 600Sep 6, 2023 to Mar 29, 2024
- Pension plan clients · 106 to 115Sep 6, 2023 to Mar 29, 2024
- Employees · 22 to 24Sep 6, 2023 to Mar 29, 2024
- State-registered IARs · 10 to 12Sep 6, 2023 to Mar 29, 2024
- Discretionary RAUM · $754M to $918MSep 6, 2023 to Mar 29, 2024
- HNW RAUM · $540M to $638MSep 6, 2023 to Mar 29, 2024
- Individual RAUM · $213M to $275MSep 6, 2023 to Mar 29, 2024
Signals
6 dated events
- Anne Elinor Winship left Triune Financial Partners, Llc for Lnw (registered 2026-08-14)May 14, 2026 · Advisor changed firm · fact
- Bryan James Gum left Triune Financial Partners, Llc for Xypn Sapphire (registered 2025-03-24)Feb 24, 2025 · Advisor changed firm · fact
- Richard David Armstrong left Triune Financial Partners, Llc for Moneta Group Investment Advisors, Llc (registered 2023-05-02)Mar 10, 2023 · Advisor changed firm · fact
- Steven Paul Anderson left Triune Financial Partners, Llc for Umb Financial Services, Inc. (registered 2023-02-15)Jan 27, 2023 · Advisor changed firm · fact
- Philip James Mullinix (Partner) no longer on Schedule A of Triune Financial Partners, Llc (listed 2022-02-08, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Triune Financial Partners, Llc reported RAUM $577.4M, up 26% from $457.9M (2018-01-24 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@triunefp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-825-6100reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/triune-financial-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- triunefp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 913-825-6100reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026