DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Principia Wealth Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matt Allen Harrelson | Schwab Wealth Advisory, Inc. no RAUM | Principia Wealth Advisory, LLC independent RIA | Other | Dec 19, 2023 | Feb 9, 2024 (52 d) |
| Michael David Miller | True North Advisors, LLC independent RIA | Principia Wealth Advisory, LLC independent RIA | RIA to RIA | Jan 3, 2020 | Jan 4, 2020 |
| Aaron Joseph Plautz | Equitable Advisors, LLC national BD | Principia Wealth Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2010 | Mar 3, 2010 (54 d) |
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3 moves match.