DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Precept Advisory Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Johnathan Ma | Empower Advisory Group, LLC BD affiliated | Precept Advisory Group LLC institutional | Other | Jul 19, 2023 | Aug 3, 2023 |
| Corey Alan Coleman | Hub International Investment Services Inc. unclassified | Precept Advisory Group LLC institutional | Other | Nov 16, 2020 | Dec 18, 2020 (32 d) |
| Vincent Timothy Ko | Cuna Brokerage Services, Inc. other | Precept Advisory Group LLC other | Other | Apr 19, 2011 | Apr 18, 2011 |
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3 moves match.