DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Life Focus, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mollie SebakTriad Financial Advisors, Inc. independent RIAFinancial Life Focus, LLC independent RIARIA to RIAAug 3, 2021Mar 24, 2021
Joseph Chuo-Ju KuoFamily Wealth Consultants, Inc. otherFinancial Life Focus, LLC independent RIAOtherJun 17, 2021Mar 13, 2023 (634 d)
Rowland PepitoNorthwestern Mutual Investment Services,LLC no RAUMFinancial Life Focus, LLC independent RIAOtherApr 2, 2019Apr 4, 2019
Thomas Ronald FurdaObjective Finance unclassifiedFinancial Life Focus, LLC otherOtherFeb 24, 2016May 11, 2016 (77 d)
Jeremy David LevinnAltfest Personal Wealth Management otherFinancial Life Focus, LLC otherOtherApr 13, 2015Oct 1, 2012
Olga Leka RaykhelsonSecurian Financial Services, Inc. otherFinancial Life Focus, LLC otherOtherJun 30, 2010Jun 30, 2010
Charles Patrick WeidmanSecurian Financial Services, Inc. otherFinancial Life Focus, LLC otherOtherJun 30, 2010Jun 30, 2010
Hugues Gaston RivardSecurian Financial Services, Inc. otherFinancial Life Focus, LLC otherOtherJun 30, 2010Jun 30, 2010
Page 1 of 1
8 moves match.