DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Redwood Investment Management, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Barry Nelson | Cetera Investment Advisers LLC BD affiliated | Redwood Investment Management, LLC. asset manager | Other | Apr 21, 2025 | Oct 31, 2025 (193 d) |
| Shannon M Gallop | Windsor Capital Management, LLC independent RIA | Redwood Investment Management, LLC. asset manager | Other | Jun 25, 2018 | Mar 26, 2019 (274 d) |
| Michael Todd Messinger | Columbia Management Investment Advisers, LLC other | Redwood Investment Management, LLC. other | Other | Mar 15, 2010 | Apr 12, 2010 |
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3 moves match.