DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Journey Financial Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derrick A Palmer | Edward Jones national BD | Journey Financial Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2023 | Dec 5, 2025 (758 d) |
| Richard Jay Fontenot | Cerity Partners Ocio LLC other | Journey Financial Management, LLC state registered | Other | Jun 11, 2010 | Feb 18, 2019 (3174 d) |
| Andrew James Allen Head | Raymond James Financial Services Advisors, Inc other | Journey Financial Management, LLC state registered | Other | Mar 8, 2010 | Jul 20, 2010 (134 d) |
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3 moves match.