DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Advisors, Ltd., LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Durda | Lincoln Investment independent RIA | Capital Advisors, Ltd., LLC independent RIA | RIA to RIA | Mar 1, 2023 | Jul 23, 2022 |
| Neil Ray Waxman | Cincinnati Analysts, Inc other | Capital Advisors, Ltd., LLC other | Other | Jun 1, 2012 | Jun 18, 2010 |
| Mark Anthony Ciulla | Cincinnati Analysts, Inc other | Capital Advisors, Ltd., LLC other | Other | Jun 1, 2012 | Jun 10, 2010 |
| Patrick T (Mi Only) Hanratty | Cincinnati Analysts, Inc other | Capital Advisors, Ltd., LLC other | Other | Jun 1, 2012 | Jun 18, 2010 |
| Robert Michael Holub | Cincinnati Analysts, Inc other | Capital Advisors, Ltd., LLC other | Other | Jun 1, 2012 | Jun 11, 2010 |
| Zachary Alan Abrams | Cincinnati Analysts, Inc other | Capital Advisors, Ltd., LLC other | Other | Jun 1, 2012 | Jun 17, 2010 |
| Daniel John Obrien | Nca Financial Planners other | Capital Advisors, Ltd., LLC other | Other | Aug 15, 2011 | Sep 28, 2011 (44 d) |
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7 moves match.