DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Altegris Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristina Joan Cagle | Fidelity Personal And Workplace Advisors BD affiliated | Altegris Advisors, LLC asset manager | Other | Jul 10, 2019 | Jul 11, 2019 |
| Stephanie C Bauer | Wells Fargo Advisors wirehouse | Altegris Advisors, LLC other | Other | May 1, 2017 | Feb 6, 2018 (281 d) |
| Cynthia Marie Aragon | Westpark Capital, Inc. other | Altegris Advisors, LLC other | Other | Jan 9, 2012 | Sep 21, 2017 (2082 d) |
| Thomas Wayne Ulrich | Geneva Advisors, LLC other | Altegris Advisors, LLC other | Other | Jul 11, 2011 | Apr 12, 2012 (276 d) |
| Chris James Maudlin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Altegris Advisors, LLC other | Other | Nov 12, 2008 | Mar 5, 2018 (3400 d) |
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5 moves match.