DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ministry Partners Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Vargas | Edward Jones national BD | Ministry Partners Securities, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 10, 2026 | Aug 7, 2026 |
| Ryan Deane Zeeb | Howard Bailey Securities, LLC independent RIA | Ministry Partners Securities, LLC state registered | RIA to a state-registered adviser | May 1, 2026 | Apr 29, 2026 |
| Brian Patrick Sweeney | Cadaret Grant & Co Inc BD affiliated | Ministry Partners Securities, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 23, 2024 | Jul 28, 2025 (278 d) |
| David Robert Lyon | Mariner Advisor Network BD affiliated | Ministry Partners Securities, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 17, 2024 | Jan 10, 2025 (85 d) |
| Marc Alan Lippincott | Planmember Securities Corporation independent RIA | Ministry Partners Securities, LLC state registered | RIA to a state-registered adviser | Apr 18, 2019 | Apr 23, 2019 |
| Michelle Valdean Lippincott | Planmember Securities Corporation independent RIA | Ministry Partners Securities, LLC state registered | RIA to a state-registered adviser | Apr 18, 2019 | Apr 24, 2019 |
| Matthew Joseph Evans | Equitable Advisors, LLC national BD | Ministry Partners Securities, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 25, 2015 | Jun 30, 2015 |
| Andrew Christopher Papp | Cetera Advisor Networks LLC other | Ministry Partners Securities, LLC state registered | Other | Aug 7, 2014 | Aug 6, 2014 |
| Bruce Homer Traub | G. A. Repple & Company other | Ministry Partners Securities, LLC state registered | Other | Nov 25, 2013 | Nov 26, 2013 |
| Blake Alan Bjordahl | Vanderbilt Advisory Services other | Ministry Partners Securities, LLC state registered | Other | Dec 6, 2011 | Sep 9, 2013 (643 d) |
| Joseph Wayne Turner | Strongtower Financial, Inc. unclassified | Ministry Partners Securities, LLC state registered | Other | Jun 23, 2011 | Jul 10, 2013 (748 d) |
| Virginia E. Havens | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ministry Partners Securities, LLC state registered | Wirehouse to a state-registered adviser | Feb 1, 2006 | Jan 1, 2025 (6909 d) |
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12 moves match.