DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Act Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| George Maxwell Bruneau | Fisher Investments independent RIA | Act Wealth Management, LLC independent RIA | RIA to RIA | May 17, 2021 | Jul 14, 2021 (58 d) |
| Monica Marie Sipes | UBS Financial Services Inc. wirehouse | Act Wealth Management, LLC other | Other | Apr 25, 2014 | Apr 28, 2014 |
| Raymon Bedford Tanner | American Securities Group, Inc. unclassified | Act Wealth Management, LLC other | Other | Nov 1, 2006 | Dec 8, 2010 (1498 d) |
| Brennan Gale Cross | American Securities Group, Inc. unclassified | Act Wealth Management, LLC other | Other | Nov 1, 2006 | Dec 8, 2010 (1498 d) |
| Daniel Etheridge Archer | American Securities Group, Inc. unclassified | Act Wealth Management, LLC other | Other | Nov 1, 2006 | Dec 8, 2010 (1498 d) |
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5 moves match.