DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Piedmont Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Orville John Igharas | First Citizens Investor Services, Inc. BD affiliated | Piedmont Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2023 | Oct 28, 2024 (644 d) |
| Benjamin J Abitz | Morgan Stanley wirehouse | Piedmont Capital Management, LLC mixed wealth | Wirehouse to independent RIA | Sep 19, 2019 | Nov 19, 2019 (61 d) |
| John Meredith Simms | Gfo Advisory Services, LLC other | Piedmont Capital Management, LLC other | Other | Jan 6, 2009 | Oct 27, 2011 (1024 d) |
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3 moves match.