DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Scala Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Terrence Patrick Cunningham | Cmg Capital Management Group, Inc. independent RIA | Scala Capital LLC independent RIA | RIA to RIA | Jul 24, 2025 | Oct 31, 2025 (99 d) |
| Estefania Gorman | First Trust Advisors LP asset manager | Scala Capital LLC mixed wealth | Other | Apr 17, 2024 | Jul 24, 2024 (98 d) |
| Luciano Manuel Cuneo | Kovack International Advisors Inc. no RAUM | Scala Capital LLC mixed wealth | Other | Jan 13, 2020 | Dec 9, 2020 (331 d) |
| Alberto Eduardo Siblesz | Smart Invest Advisors, LLC unclassified | Scala Capital LLC mixed wealth | Other | Jun 27, 2012 | Nov 17, 2011 |
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4 moves match.