DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at M3 Advisory Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jake Anthony GigliottiMML Investors Services, LLC BD affiliatedM3 Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2026Mar 26, 2026 (63 d)
Andrew MazzolaWells Fargo Advisors wirehouseM3 Advisory Group, LLC independent RIAWirehouse to independent RIASep 11, 2025Feb 24, 2026 (166 d)
John BayNewedge Advisors BD affiliatedM3 Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2024Feb 15, 2024 (37 d)
Mark William SciontiIntegrated Wealth Concepts LLC independent RIAM3 Advisory Group, LLC otherOtherMar 31, 2020Feb 20, 2020
Mark William SciontiM3 Wealth Advisors, LLC unclassifiedM3 Advisory Group, LLC otherOtherDec 23, 2015Feb 24, 2015
John Daniel JeffriesLPL Financial LLC otherM3 Advisory Group, LLC otherOtherMar 11, 2011Mar 11, 2011
Gregory Luca FontanaBrook Path Capital Management LLC unclassifiedM3 Advisory Group, LLC otherOtherOct 4, 2006Mar 11, 2011 (1619 d)
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7 moves match.