DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Icom Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erin Majure Willcutt | Hancock Whitney Investment Services Inc. BD affiliated | Icom Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2022 | Mar 4, 2022 |
| Marc R Maddox | Osaic Institutions, Inc. BD affiliated | Icom Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2019 | Jun 7, 2019 (50 d) |
| Paul Thurman Scoggins | J.P. Morgan Securities LLC wirehouse | Icom Advisors, LLC independent RIA | Wirehouse to independent RIA | Aug 5, 2010 | Feb 25, 2011 (204 d) |
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3 moves match.