DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ap Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clayton Rolf QuammeCalvary Wealth, LLC independent RIAAp Wealth Management independent RIARIA to RIAApr 4, 2019Apr 17, 2019
Thomas M O'GormanAugusta Capital Investors, LLC asset managerAp Wealth Management otherOtherMar 26, 2019Aug 29, 2016
John Parker Rhodes(Dba) Mcmanus & Sinclair Wealth Management, LLC unclassifiedAp Wealth Management otherOtherAug 16, 2011Apr 21, 2011
Rhett Nolan Sinclair(Dba) Mcmanus & Sinclair Wealth Management, LLC unclassifiedAp Wealth Management otherOtherAug 16, 2011Apr 20, 2011
Eugene Francis Mcmanus(Dba) Mcmanus & Sinclair Wealth Management, LLC unclassifiedAp Wealth Management otherOtherAug 16, 2011Apr 26, 2011
William Patrick FairFirst Citizens Asset Management, Inc otherAp Wealth Management otherOtherJul 23, 2010Mar 17, 2011 (237 d)
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6 moves match.