DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Compass Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sally Ann Shelton | J.P. Morgan Securities LLC wirehouse | Compass Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Oct 11, 2018 | May 13, 2019 (214 d) |
| Lance Alec Miller | Edward Jones national BD | Compass Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2017 | Sep 16, 2022 (1928 d) |
| Beau Hunter Davis | Morgan Stanley wirehouse | Compass Wealth Management, LLC other | Other | Mar 9, 2011 | Mar 9, 2011 |
| Robert Anthony Amato | Morgan Stanley wirehouse | Compass Wealth Management, LLC other | Other | Mar 9, 2011 | Mar 9, 2011 |
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4 moves match.