DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mountain Capital Investment Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Robert Rhodes | Buck Wealth Strategies, LLC independent RIA | Mountain Capital Investment Advisors Inc independent RIA | RIA to RIA | Apr 7, 2026 | Apr 21, 2026 |
| Savannah Chacon | Mutual Of Omaha Investor Services, Inc. independent RIA | Mountain Capital Investment Advisors Inc independent RIA | RIA to RIA | May 28, 2025 | Jun 23, 2025 |
| John Robert Strunc | Israel Investment Advisors, LLC asset manager | Mountain Capital Investment Advisors Inc independent RIA | Other | Oct 27, 2022 | Sep 21, 2022 |
| Donald A. Sawyer | Morgan Stanley wirehouse | Mountain Capital Investment Advisors Inc other | Other | Jan 23, 2017 | Jan 16, 2017 |
| Karl Richard Spurzem | Potomac Research Group unclassified | Mountain Capital Investment Advisors Inc other | Other | Jun 14, 2012 | Jul 5, 2017 (1847 d) |
| Brandt Phillip Burns | Morgan Stanley wirehouse | Mountain Capital Investment Advisors Inc other | Other | May 26, 2011 | May 16, 2011 |
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6 moves match.