DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fourth Dimension Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua David Rochon | Fifth Third Securities, Inc. BD affiliated | Fourth Dimension Financial Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 27, 2018 | Apr 24, 2018 |
| Adam Brent Cufr | LPL Financial LLC other | Fourth Dimension Financial Group state registered | Other | Dec 22, 2009 | Mar 14, 2011 (447 d) |
| David C Bensch | Securian Financial Services, Inc. other | Fourth Dimension Financial Group state registered | Other | Jun 30, 2009 | May 8, 2015 (2138 d) |
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3 moves match.