DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joshua David Rochon

Aan Wealth Advisors LLCstate registeredCanton, Oh IA-onlyIAPD 5033527

Certified Financial Planner

Feed of 09/15/2026

Also filed as Joshua D Rochon

At current firm

0 y

since Apr 2, 2026

In the industry

20 y

since Jan 9, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Aan Wealth Advisors LLC state registered current
since Apr 2, 2026 · Canton, Oh
Advisory Alpha, LLC independent RIA
Sep 24, 2025 to Jan 21, 2026 · Perrysburg, Oh
Tfo Wealth Partners independent RIA
Dec 9, 2021 to Jun 28, 2025 · Maumee, Oh
Jdr Financial, LLC unclassified
Jul 1, 2020 to Dec 2, 2021 · Perrysburg, Oh
Fourth Dimension Financial Group state registered
Apr 24, 2018 to Jul 28, 2020 · Perrysburg, Oh
Fifth Third Securities, Inc. BD affiliated
Oct 9, 2012 to Apr 27, 2018 · Toledo, Oh
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 16, 2010 to Jul 16, 2012 · Dearborn, Mi
Edward Jones national BD
Nov 16, 2009 to Jan 7, 2010 · St Louis, Mo
Key Investment Services LLC BD affiliated
Jun 9, 2006 to Nov 12, 2007 · Sandusky, Oh
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 9, 2006 to May 2, 2006 · Toledo, Oh

Moves

a registration end followed by a registration begin elsewhere

Advisory Alpha, LLC to Aan Wealth Advisors LLC
left Jan 21, 2026, registered Apr 2, 2026 (71 days) · RIA to a state-registered adviser
Tfo Wealth Partners to Advisory Alpha, LLC
left Jun 28, 2025, registered Sep 24, 2025 (88 days) · RIA to RIA
Jdr Financial, LLC to Tfo Wealth Partners
left Dec 2, 2021, registered Dec 9, 2021 (7 days) · Other
Fourth Dimension Financial Group to Jdr Financial, LLC
left Jul 28, 2020, registered Jul 1, 2020 (-27 days) · Other
Fifth Third Securities, Inc. to Fourth Dimension Financial Group
left Apr 27, 2018, registered Apr 24, 2018 (-3 days) · Affiliated broker-dealer or bank to a state-registered adviser
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fifth Third Securities, Inc.
left Jul 16, 2012, registered Oct 9, 2012 (85 days) · Other
Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jan 7, 2010, registered Feb 16, 2010 (40 days) · Affiliated broker-dealer or bank to wirehouse
Key Investment Services LLC to Edward Jones
left Nov 12, 2007, registered Nov 16, 2009 (735 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Key Investment Services LLC
left May 2, 2006, registered Jun 9, 2006 (38 days) · Other

Signals

Joshua David Rochon left Advisory Alpha, Llc for Aan Wealth Advisors Llc (registered 2026-04-02)
Jan 21, 2026 · Advisor changed firm · fact
Joshua David Rochon left Tfo Wealth Partners for Advisory Alpha, Llc (registered 2025-09-24)
Jun 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address