DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hapanowicz Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Lee DavisMoralis Technologies, LLC mixed wealthHapanowicz Financial independent RIARIA to RIAMay 30, 2025Jul 28, 2025 (59 d)
Dante Francis SienkoMdt Advisers, A Division Of Federated Mdta LLC asset managerHapanowicz Financial independent RIAOtherAug 8, 2024Oct 15, 2024 (68 d)
Michael Arthur DivensPwa Wealth Management independent RIAHapanowicz Financial independent RIARIA to RIAMar 1, 2021May 14, 2021 (74 d)
Bernard Elwood CarterLPL Financial LLC otherHapanowicz Financial otherOtherOct 30, 2015Oct 9, 2014
Andrew Scott BarnesWells Fargo Advisors wirehouseHapanowicz Financial independent RIAWirehouse to independent RIAApr 2, 2013Oct 15, 2024 (4214 d)
Robert Edwin HapanowiczSecurities America Advisors, Inc. otherHapanowicz Financial otherOtherJun 2, 2011May 19, 2011
Carey A DroznekSecurities America Advisors, Inc. otherHapanowicz Financial otherOtherJun 2, 2011May 19, 2011
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7 moves match.