DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Novus Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Dustin Riggs | Voya Financial Advisors, Inc. other | Novus Advisors other | Other | Apr 18, 2017 | Apr 27, 2017 |
| Richard Allen Humphreys | Charles Schwab & Co., Inc. national BD | Novus Advisors other | Other | Feb 1, 2017 | Jan 24, 2017 |
| Christopher George Connelly | Trustmont Advisory Group, Inc. other | Novus Advisors other | Other | Oct 6, 2016 | Sep 1, 2011 |
| Jennifer Marie Belshe | Trustmont Advisory Group, Inc. other | Novus Advisors other | Other | Oct 6, 2016 | Sep 1, 2011 |
| Denis Jude Knapschaefer | Raymond James Financial Services Advisors, Inc other | Novus Advisors independent RIA | Other | Mar 16, 2016 | Jul 26, 2022 (2323 d) |
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5 moves match.