DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Heritage Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jared Duane Williams | Levin Funding Group LLC independent RIA | Heritage Wealth Management, LLC other | Other | Jan 2, 2019 | Jul 11, 2016 |
| Brent James Emch | Advisors' Pride Inc. other | Heritage Wealth Management, LLC other | Other | Mar 10, 2017 | Apr 1, 2017 |
| Brian Louis Boll | Wells Fargo Advisors wirehouse | Heritage Wealth Management, LLC other | Other | Jan 13, 2016 | Jun 29, 2016 (168 d) |
| David Elgin Maxey | Wells Fargo Advisors wirehouse | Heritage Wealth Management, LLC other | Other | Aug 20, 2014 | Sep 15, 2014 |
| Jeffrey Michael Jones | Tmg Wealth Advisors, Inc. state registered | Heritage Wealth Management, LLC other | Other | Dec 3, 2013 | Nov 20, 2013 |
| Michael Brent Frost | Empowerment Financial Group other | Heritage Wealth Management, LLC other | Other | Jun 20, 2011 | Jul 7, 2011 |
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6 moves match.