DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vertical Capital Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter George Pecci | Kovack Advisors, Inc. other | Vertical Capital Asset Management, LLC other | Other | Dec 5, 2014 | Jan 26, 2015 (52 d) |
| Edward George Boscher | Voya Investment Management Co. LLC other | Vertical Capital Asset Management, LLC other | Other | Feb 21, 2013 | Jan 7, 2015 (685 d) |
| Samar Farhangi | E*Trade Capital Management, LLC other | Vertical Capital Asset Management, LLC no RAUM | Other | Oct 16, 2012 | Sep 27, 2013 (346 d) |
| Gregory Reed Hicks | Ameriprise Advisor Services, Inc. unclassified | Vertical Capital Asset Management, LLC no RAUM | Other | Dec 15, 2008 | Nov 13, 2013 (1794 d) |
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4 moves match.