DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Legacy Financial Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Jonathan MaiselFidelity Personal And Workplace Advisors BD affiliatedLegacy Financial Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2024Sep 10, 2024 (61 d)
John Michael WildernForvis Mazars Wealth Advisors, LLC independent RIALegacy Financial Advisors, Inc. independent RIARIA to RIAApr 3, 2024May 7, 2024 (34 d)
John Morgan SmithArbor Financial Services, LLC independent RIALegacy Financial Advisors, Inc. independent RIARIA to RIAAug 19, 2021Sep 9, 2024 (1117 d)
Mark Ray ClarkWealth Planning And Design LLC independent RIALegacy Financial Advisors, Inc. independent RIARIA to RIADec 12, 2019Jan 24, 2020 (43 d)
Michael James McwhinnieStrategic Advisers LLC national BDLegacy Financial Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2018Aug 3, 2018
Robert Justin KuhnheinRandolph Co Inc otherLegacy Financial Advisors, Inc. independent RIAOtherMar 26, 2018May 7, 2019 (407 d)
Matthew James AquiliaPnc Wealth Management otherLegacy Financial Advisors, Inc. otherOtherFeb 26, 2015Apr 2, 2015 (35 d)
Justin Kerr BrownStrategic Advisers LLC national BDLegacy Financial Advisors, Inc. otherOtherApr 19, 2013Jan 30, 2014 (286 d)
Seth Howard SanbornStrategic Advisers LLC national BDLegacy Financial Advisors, Inc. otherOtherFeb 7, 2013Feb 5, 2013
Paul Anthony SartoriNfp Advisor Services, LLC otherLegacy Financial Advisors, Inc. independent RIAOtherSep 20, 2011Jan 1, 2025 (4852 d)
Michael Joseph MaiselNfp Advisor Services, LLC otherLegacy Financial Advisors, Inc. independent RIAOtherSep 20, 2011Jan 16, 2024 (4501 d)
Robert Clayton ScrogginsNfp Advisor Services, LLC otherLegacy Financial Advisors, Inc. otherOtherSep 20, 2011Sep 1, 2011
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12 moves match.