DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Holland Investment Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katherine Elaine Nolte | Wealthtrust Asset Management, LLC independent RIA | Holland Investment Management, Inc. other | Other | Jul 15, 2024 | Jul 23, 2024 |
| Charles Ashley Johnson | Valic Financial Advisors, Inc. other | Holland Investment Management, Inc. other | Other | Jan 24, 2013 | Apr 6, 2013 (72 d) |
| Gary Neal Holland | Wwk Wealth Advisors other | Holland Investment Management, Inc. other | Other | Oct 24, 2011 | Aug 14, 2012 (295 d) |
Page 1 of 1
3 moves match.