DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Mutual Fund Store

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Douglas Paul CorpPnc Wealth Management otherThe Mutual Fund Store otherOtherFeb 26, 2014Nov 17, 2014 (264 d)
Andrew David SmithCharles Schwab & Co., Inc. national BDThe Mutual Fund Store otherOtherNov 15, 2012Nov 13, 2012
Dominic Joseph AnzevinoUnited Advisors America independent RIAThe Mutual Fund Store otherOtherOct 12, 2012Nov 28, 2012 (47 d)
John Stephen TothThe Mutual Fund Store unclassifiedThe Mutual Fund Store otherOtherNov 2, 2011Nov 2, 2011
Brian Paul FowlesThe Mutual Fund Store unclassifiedThe Mutual Fund Store otherOtherNov 2, 2011Nov 2, 2011
Erik HarpsoeThe Mutual Fund Store unclassifiedThe Mutual Fund Store otherOtherNov 2, 2011Nov 2, 2011
Page 1 of 1
6 moves match.