DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trinity Legacy Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lydia Chung Lok | Valic Financial Advisors, Inc. BD affiliated | Trinity Legacy Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2019 | Jul 3, 2022 (1137 d) |
| Larry Breck Bell | Wells Fargo Advisors wirehouse | Trinity Legacy Partners, LLC other | Other | Jan 9, 2014 | Sep 26, 2014 (260 d) |
| John Paul Wilkinson | Select Asset Management, LLC unclassified | Trinity Legacy Partners, LLC other | Other | Dec 31, 2011 | Dec 5, 2011 |
| Anthony Laurence Garcia | Select Asset Management, LLC unclassified | Trinity Legacy Partners, LLC other | Other | Dec 31, 2011 | Mar 6, 2013 (431 d) |
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4 moves match.