DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Jag Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Seno O'RourkeMoneta Group Investment Advisors, LLC independent RIAJag Capital Management LLC mixed wealthRIA to RIAJul 6, 2023Jul 10, 2023
George MargvelashviliFisher Investments independent RIAJag Capital Management LLC mixed wealthRIA to RIAOct 5, 2021Oct 26, 2021
Mikhail KimbarovskyCibc Private Wealth Advisors, Inc. BD affiliatedJag Capital Management LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMay 28, 2019Apr 18, 2019
Joann Mcclure SeagrenCibc Private Wealth Advisors, Inc. BD affiliatedJag Capital Management LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMay 28, 2019Apr 18, 2019
Brandon Luke MallinckrodtKennedy Capital Management otherJag Capital Management LLC otherOtherDec 5, 2016Dec 6, 2016
Connor Cody PastoorGeorgina Asset Management LLC otherJag Capital Management LLC mixed wealthOtherJun 29, 2016May 18, 2021 (1784 d)
Charles Edward DodsonJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Sandra Jean Shotwell-CainJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Todd Thomas GilmoreJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
David Joseph PatrittiJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Norman Benedict ConleyJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Roberta Jolene MaueJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
David William KingstonJag Advisors otherJag Capital Management LLC mixed wealthOtherMay 14, 2013Oct 28, 2021 (3089 d)
James Gregory SindelarJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Matthew Robert WalshJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Michael Phelan WalshJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 14, 2013
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16 moves match.