DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Newport Wealth Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Lynn Lockerman | Cambridge Investment Research Advisors, Inc. BD affiliated | Newport Wealth Strategies, Inc. no RAUM | Other | Nov 23, 2021 | Feb 8, 2012 |
| Brendan Patrick Byrne | Alpha Cubed Investments, LLC independent RIA | Newport Wealth Strategies, Inc. other | Other | Sep 12, 2018 | Apr 19, 2017 |
| Maryam Jameela Khayali | Edward Jones national BD | Newport Wealth Strategies, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2015 | Nov 20, 2017 (718 d) |
| Darin Albert Simonian | Creative Planning Institutional Advisors, LLC other | Newport Wealth Strategies, Inc. no RAUM | Other | Nov 15, 2011 | Dec 19, 2011 (34 d) |
| Anthony Joseph Diliberto | Newport Advisory, LLC unclassified | Newport Wealth Strategies, Inc. no RAUM | Other | Aug 22, 2011 | Dec 19, 2011 (119 d) |
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5 moves match.