DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aspen Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Abigail Phillips Hasling | The Mather Group, LLC independent RIA | Aspen Wealth Management, LLC independent RIA | RIA to RIA | Jul 10, 2025 | Feb 25, 2026 (230 d) |
| Troy Albert Fore | Balefire, LLC independent RIA | Aspen Wealth Management, LLC independent RIA | RIA to RIA | Nov 17, 2022 | May 24, 2023 (188 d) |
| James Arlen Davis | Mills Wealth Advisors, LLC independent RIA | Aspen Wealth Management, LLC independent RIA | RIA to RIA | Jun 30, 2021 | Jul 1, 2021 |
| Nathan Wayne Davis | Park Avenue Securities LLC other | Aspen Wealth Management, LLC independent RIA | Other | Nov 14, 2016 | Jan 4, 2017 (51 d) |
| Kathryn Ann Allen | Cetera Advisors LLC other | Aspen Wealth Management, LLC independent RIA | Other | Nov 2, 2013 | Jan 31, 2013 |
| Helen Barbre Stephens | Pacific West Financial Consultants Inc other | Aspen Wealth Management, LLC independent RIA | Other | Feb 28, 2012 | Feb 17, 2012 |
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6 moves match.