DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lifetyme Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ajay Jitendra VadukulTransamerica Financial Advisors, LLC BD affiliatedLifetyme Financial Advisors, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 8, 2019Nov 7, 2019
Douglas Shattuck MillerBridgelight Capital LLC independent RIALifetyme Financial Advisors, LLC state registeredRIA to a state-registered adviserSep 19, 2019Oct 11, 2019
Ryan Patrick CosgroveAlpha Squared Capital, LLC independent RIALifetyme Financial Advisors, LLC state registeredRIA to a state-registered adviserSep 6, 2019Oct 31, 2019 (55 d)
Carroll Clayton MatthewsFire And Ice Financial Services Inc. unclassifiedLifetyme Financial Advisors, LLC state registeredOtherApr 2, 2019Feb 7, 2019
Michael Christopher PooleProsperity Capital Advisors independent RIALifetyme Financial Advisors, LLC state registeredRIA to a state-registered adviserAug 23, 2018Feb 4, 2019 (165 d)
He MaTransamerica Financial Advisors, LLC otherLifetyme Financial Advisors, LLC state registeredOtherNov 30, 2015Aug 22, 2017 (631 d)
Leong NguIntegrity Alliance, LLC otherLifetyme Financial Advisors, LLC state registeredOtherDec 31, 2011Feb 21, 2012 (52 d)
Mark Vincent MollonIntegrity Alliance, LLC otherLifetyme Financial Advisors, LLC state registeredOtherDec 31, 2011Mar 12, 2012 (72 d)
Vincent DelfrancoIntegrity Alliance, LLC otherLifetyme Financial Advisors, LLC state registeredOtherDec 13, 2011Jan 11, 2012
Charles Arthur PettitIntegrity Alliance, LLC otherLifetyme Financial Advisors, LLC state registeredOtherDec 13, 2011Mar 12, 2012 (90 d)
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10 moves match.