DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capstone Investment Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ao VangRBC Capital Markets, LLC national BDCapstone Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2026Sep 2, 2026 (147 d)
Travis Leigh BatorIndependent Financial Group, LLC BD affiliatedCapstone Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2024May 1, 2025 (272 d)
Jonathan A LeymasterPruco Securities, LLC BD affiliatedCapstone Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAMay 22, 2024Dec 12, 2025 (569 d)
Donna L MondaAdvisors Crypto, Inc. independent RIACapstone Investment Group independent RIARIA to RIAJun 5, 2023Jun 20, 2023
Bryan William PettitCuso Financial Services, L.P. BD affiliatedCapstone Investment Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2018Aug 16, 2018
Jeffrey Alan WachtmanCambridge Wealth Management unclassifiedCapstone Investment Group independent RIAOtherApr 25, 2014May 12, 2014
Colleen Huddleston GillespieCambridge Wealth Management unclassifiedCapstone Investment Group independent RIAOtherMar 26, 2012Apr 17, 2012
Sandra Kay DrennonPacific West Financial Consultants Inc otherCapstone Investment Group independent RIAOtherMar 16, 2012Mar 23, 2012
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8 moves match.